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Chief Compliance Officer in New York
Job Description
THE ACTUAL SALARY RANGE FOR THIS POSITION IS $225,000.00-$245,000.00.
The New York City Housing Authority (NYCHA) is the nation’s oldest and largest public housing authority, with more than 176,000 ap ...Read more
Chief Compliance Officer in New York
Chief Compliance Officer
DEPARTMENT FOR THE AGING
Full-Time
Location: MANHATTAN
Department: BUREAU OF FINANCIAL SERVICES
Salary Range: $155,000.00 – $175,000.0 ...Read more
Associate, Compliance Officer in New York
GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of the world's industry leaders ...Read more
Core Compliance Officer in New York
Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities globally. You will provide support for ensuring our compliance programs are being followed by our employees and upheld throughout our regulated entiti ...Read more
Compliance Officer in New York
Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank's loan, deposit products and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures. Organize and execute day-to- ...Read more
Compliance Officer in New York
Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented experience that blends the best of banking and agile Fintechs. At Piermont, we are purpose-driven, and focu ...Read more
BrokerDealer Compliance Officer in New York
Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer. The selected candidates will be responsible ...Read more
Compliance Officer in Williamsville
Valmar Merchant Services is a leading provider of payment processing solutions that specializes in high-risk markets while also serving any merchants accepting credit cards. We are looking for a Compliance Officer to play a crucial role in maintaining and enhancing our compliance framework with r ...Read more
Compliance Officer, Registrations in New York
Assists in the implementation, maintenance, and administration of specific compliance programs within Global Markets, I&CB, and necessary registrations across all U.S. groups. Works with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advise ...Read more
Senior Compliance Officer in Katonah
SpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active traders. The firm was established in 1999. For more information, visit www.speedtrader.com.
The Senior Compliance Officer, working closely with the CC ...Read more