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Banking Compliance Officer in Danbury
About the Organization We are people serving people. Established in 1849, Savings Bank of Danbury is a full-service community bank rooted in history and positioned for the future. We provide a full array of deposit, savings, and lending services for individuals and businesses. Through modern b ...Read more
Interactive Brokers | Compliance Officer – Electronic Trading in Greenwich
Interactive Brokers | Compliance Officer – Electronic Trading
Job description: Work with firm management and programming staff to ensure the firm complies with Market Access and Orderly Trading Rules, Exchange and NMS Trading Rules, Best Execution, Reg ATS, Vendor Display Rule, P ...Read more
Compliance Officer in Greenwich
Job Responsibilities
- Oversee and manage the firm’s compliance program. Work with the CEO and other C-Suite colleagues to implement best practices.
- Perform risk assessments, monitoring and surveillance activities, and engage in project man ...Read more
Fuel Compliance Officer, 12-Month Register (AMENDED) in Norwalk
Duties
WHAT IS THE SMALL BUSINESS SELF EMPLOYED DIVISION?
A description of the business units can be found at:
Vacancies will be filled in the following specialty areas:
SBSE - Small Business/Self Employed, SB/SE Deputy Commissioner ...Read more
Fuel Compliance Officer, 12-Month Register (AMENDED) in Norwich
Duties
WHAT IS THE SMALL BUSINESS SELF EMPLOYED DIVISION?
A description of the business units can be found at:
Vacancies will be filled in the following specialty areas:
SBSE - Small Business/Self Employed, SB/SE Deputy Commissioner Ex ...Read more
Banking Compliance Officer in Danbury
We are people serving people. Established in 1849, Savings Bank of Danbury is a full-service community bank rooted in history and positioned for the future. We provide a full array of deposit, savings, and lending services for individuals and businesses. T ...Read more
Fuel Compliance Officer - Delegated Examining, 12 Month Register, Amended in Hartford
Duties
WHAT IS THE SMALL BUSINESS / SELF EMPLOYED (SB/SE) DIVISION?
A description of the business units can be found at:
Vacancies will be filled in the following specialty areas: SB/SE Deputy Commissioner Exam, Specialty Examination, Estate & ...Read more
Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer in Stamford
Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer
Stamford,United States
Permanent
Full Time
#R-00244248
Share: (https://jobs.natwestgroup.com/jobs/15076523-senior-monitoring-and-testing-compliance-assurance-o ...Read more
Office of Higher Education Compliance Officer in Hartford
Office of Higher Education Compliance Officer
Recruitment # 241031-3177SH-001
Location Hartford, CT
Date Opened 11/13/2024 12:00:00 PM
Salary $75,357.00 - $96,000.00/year (Employees new to state service start at minimum of the pay plan)
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