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Chief Compliance Officer in New York
Job Description
THE ACTUAL SALARY RANGE FOR THIS POSITION IS $225,000.00-$245,000.00.
The New York City Housing Authority (NYCHA) is the nation’s oldest and largest public housing authority, with more than 176,000 ap ...Read more
Chief Compliance Officer in New York
Chief Compliance Officer
DEPARTMENT FOR THE AGING
Full-Time
Location: MANHATTAN
Department: BUREAU OF FINANCIAL SERVICES
Salary Range: $155,000.00 – $175,000.0 ...Read more
Senior Vice President, Compliance Officer in New York
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep r ...Read more
Vice President, Compliance Officer in New York
New York, New York
About Fortress
Fortress Investment Group LLC is a leading global investment manager with approximately US$48 billion of assets under management as of June 30, 2024. Founded in 1998, Fortress manages assets on behalf of over 2,000 insti ...Read more
Chief Counsel & Chief Compliance Officer in New York
We are seeking a talented individual to join our Legal and Compliance team at Marsh McLennan. This role can be based in NY, Boston, or Chicago. This is a hybrid role that requires working at least three days a week in the office.
The Chief Counsel and Chief Compliance Officer will se ...Read more
Chief Compliance Officer, Registered Investment Advisor in New York
Responsibilities
- Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, Securit ...Read more
Chief Compliance Officer, Registered Investment Advisor in New York
Responsibilities
- Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, Securit ...Read more
Chief Compliance Officer, Registered Investment Advisor in New York
Responsibilities
- Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well ...Read more
Chief Counsel & Chief Compliance Officer in New York
We are seeking a talented individual to join our Legal and Compliance team at Marsh McLennan. This role can be based in NY, Boston, or Chicago. This is a hybrid role that requires working at least three days a week in the office.
The Chief Counsel and Chief Compliance Offic ...Read more
Senior Compliance Officer in Katonah
SpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active traders. The firm was established in 1999. For more information, visit www.speedtrader.com.
The Senior Compliance Officer, working closely with the CC ...Read more